ACCOUNT DOCUMENTS
Find, download, and print important forms, agreement, PDF files, tax forms and disclosures from our library. Our forms can be completed online via PandaDoc which will send us the finished document.
ACCOUNT APPLICATION
File Name
Description
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ACCOUNT APPLICATION (Packet)
To open and fund your new investment account. This include an active trading form, ACH, basic facts about investing, and a welcome agreement.
Account Application (Standard Form)
To open and fund your new investment account. This include a welcome agreement.
ACCOUNT TRANSFER FORM
File Name
Description
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Account Transfer from another Brokerage (ACAT)
Transfer assets from another financial institution to your E1 account.
AGREEMENTS & DISCLOSURE
File Name
Description
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Margin Agreement
Apply for an extension of credit by adding margin privileges to an account.
Margin Risk Disclosure
Educational document for clients who are interested in investing in margin.
Options Risk Disclosure
Educational document for clients who are interested in investing in options.
RETIREMENT ACCOUNTS
File Name
Description
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Change of Beneficiary Form
Add or change the beneficiary of an Individual Retirement Account.
IRA Distribution Form
Take distributions against your Traditional, Roth, Rollover, or SEP IRA.
WIRE TRANSFER DEPOSIT & WITHDRAWALS
File Name
Description
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Wire in Instructions (GBP)
Wire funds from another financial institution into your E1 brokerage account. Use this form if you want to send Pound Sterling.
Wire in Instructions (EUR)
Wire funds from another financial institution into your E1 brokerage account. Use this form if you want to send Euros.
Wire in Instructions (USD)
Wire funds from another financial institution into your E1 brokerage account. Use this form if you want to send US dollars.
Wire Out Instructions
Wire funds from your E1 brokerage account to another financial institution.
Letter of Instruction Foreign Wire
Letter of Instruction International Bank Wire Request to initiate a wire to a foreign financial institution.
OTHER FORMS
File Name
Description
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Characteristics and Risks of Standardized Options
Options Disclosure Document from the Options Clearing Corporation which should be read by investors before investing in options.
W8-BEN
Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding.
W8-BEN Entity
Certificate of Foreign Status of Beneficial Owner for United States Tax Withholding: Form to be used by foreign entities.