E1 Asset Management, Jersey City, Jersey, stock brokers, broker, financial asset, asset management

E1 has closed its doors.

If you are an existing client, please contact AXOS Clearing directly regarding your account. You can reach them at 1-844-889-0894 or by email at clientservices@axosclearing.com.

Please note that they prefer initial contact by phone rather than email.

01.

Stocks & Fixed Income

Our investment strategy for stocks and fixed income is focused on creating diversified portfolios tailored to your individual needs. We carefully select equities that offer potential for dividend income, growth in value, and a level of risk that aligns with your investment goals and risk tolerance. With a commitment to delivering optimal results, our team of experts can help you navigate the complexities of the stock and fixed income markets.

02.

Mutual Funds

At E1 Asset Management, we offer a wide range of mutual funds to meet the diverse needs of our clients. Whether you're a first-time investor or seeking diversification within specific investment types, we have options to fit your goals and risk profile. Our mutual funds cover a range of assets, from money market assets to fixed income debt assets, and balanced funds that provide a mix of investment types. With a focus on delivering optimal returns and managing risk, we can help you build a diversified mutual fund portfolio that aligns with your unique investment objectives.

03.

Retirement Planning

We understand the importance of retirement planning in achieving long-term financial security. That's why we offer a range of tax-advantaged retirement accounts designed to help you save for retirement and manage your tax liability.

Our retirement account options include Traditional IRAs, which allow for tax-deductible contributions and tax-deferred growth of account assets. We also offer Roth IRAs, which feature tax-free withdrawals in retirement and tax-deferred growth of account assets, despite contributions not being tax-deductible.

For those with employer-sponsored retirement plans, we offer SEPs and SIMPLEs to provide additional options for saving and investing for retirement. Our team of experts can help you navigate the complexities of retirement planning and choose the right investment vehicles to achieve your retirement goals.

04.

Insurance Planning

We understand that planning for the future is key to achieving financial security. That's why we offer a range of insurance options designed to help you manage risks and protect your assets.

Our insurance planning services are tailored to meet the unique needs of individuals, families, and investors of all levels. By addressing your financing goals before major lifestyle changes occur, you can enjoy peace of mind knowing that you're protected against unforeseen events. Our team of experts can help you identify the right insurance solutions to meet your specific needs and goals, and provide ongoing support to ensure your coverage remains up-to-date and relevant over time.

05.

Stock Options

We believe in providing our clients with a clear understanding of the various investment options available to them, including stock options.

Stock options are a type of derivative that allows investors to buy or sell an equity at a specific price in the future, without any obligation to do so. The price of the option is derived from the expected value of the underlying stock by the date of expiration.

Our team of experts can help you better understand how stock options work, and how they can be used to complement your investment strategy. Whether you're a seasoned investor looking to explore new opportunities, or a novice investor seeking to learn more, we're here to provide the guidance and support you need to make informed investment decisions.

06.

Asset Management

We understand that effective asset management is key to building a successful investment portfolio. That's why we work closely with our clients to develop, maintain, buy, and sell assets that are aligned with their investment goals and preferences.

Our team of experts has the experience and expertise needed to build balanced portfolios that can withstand market fluctuations and provide consistent returns over time. Whether you're looking to grow your wealth, generate income, or achieve a specific financial goal, we can help you design a customized investment strategy that meets your needs.

With a commitment to transparency and client-centered service, we're dedicated to helping you achieve financial success and peace of mind.

Full-Service Brokerage Firm New Jersey - E1 Asset Management

Our Services

At E1 Asset Management, we take a personalized approach to portfolio design to meet your specific investment needs. Our comprehensive range of investment services includes portfolio management for all account types, including IRAs, non-retirement accounts, insurance accounts, and more. Whether you're looking to build your wealth, generate income, or plan for your future, our team of experts can help you achieve your financial objectives.

Tailored Financial Strategies for Your Success

E1 Asset Management is a trusted full-service brokerage firm with over 20 years of experience serving investors like you. As an independent firm with no market holdings of our own, our sole focus is on your investments and your success.

Our team of expert brokers can execute trades on your behalf and provide personalized, one-on-one guidance when it comes to investment recommendations. With a commitment to exceptional responsiveness and client service, we're dedicated to helping you achieve your financial goals.

GET IN TOUCH

Where are you located?

E1 Asset Management maintains its headquarters at 185 Hudson Street in Jersey City's financial district. We also have a branch office located in Alexandria, VA as well as brokers situated in NY, NJ, and PA.
What are your hours of operation?

Monday through Friday, 8:00 am to 4:00 pm Eastern Standard Time.
Is E1 Asset Management an agency-only firm? If so, what does that mean for me as an investor?

Yes, E1 is an agency-only firm. As such, we don't maintain inventories of securities or perform market-making activities as a firm. This means we exclusively go into the market and execute trades for our clients, and our financial professionals receive no financial incentives to choose one investment over another. In other words, we're focused on you and your investments.
Which securities regulatory bodies are responsible for providing oversight?

E1 Asset Management is a member of the Financial Industry Regulatory Authority (FINRA). FINRA is not a government organization - it's a self-regulatory organization. You can locate E1 on FINRA's website (www.finra.org) using our CRD Number (46872) and any of our registered investment professionals via name and individual CRD number. The United States Securities and Exchange Commission (SEC), an independent federal agency authorized by Congress, also governs professional investment activities. You can learn more about its role at its website (www.sec.gov).
Who is Axos Clearing and what is your relationship with them?

AXOS Clearing LLC, acts as our clearing firm and holds all customer securities and funds. Our clearing relationship with AXOS allows us to offer our clients valuable services, such as online access to view accounts and debit card/check-writing privileges. You can obtain more information about AXOS Clearing on its website (www.axosclearing.com).
Can I purchase International (non-U.S.) shares through E1? If so, how does this work?

The shares of many large-capitalization companies are available as American Depository Receipts (ADRs). For further information, contact your investment representative. However, if these are unavailable or you would prefer the stock in the country of origin, options are available for those nations that have diplomatic relations with the United States including (but not limited to): England, Australia, Israel, Italy, Japan, Singapore, France, Germany, Hong Kong, and China. Please contact us about availability and applicable charges.
Do you offer online account access?

Through our relationship with AXOS Clearing, we offer clients online access to view their accounts. Clients can view balances, activity, and holdings in real-time.
Are they any privacy issues associated with having an account with E1 Asset Management?

We take our clients' privacy concerns very seriously. We do not sell names, addresses, phone numbers, or other contact information to any business listing services. As a further safeguard, all of our accounts are held in "street name," unless specifically requested otherwise. This means that shares are not held in your name for the public record but under a number. This not only keeps your personal or corporate information off of databases for sale but also helps facilitate the transfer of shares at the time of sale, as no exchange of certificates is needed. Holding securities in street name is also mandatory when trading on margin or in a margin account.
Why do you need all this information (passport, tax form, etc.) from me to open an account?

E1 Asset Management appreciates the importance of being in compliance with all appropriate banking and regulatory bodies. Since September 11th, 2001 and the subsequent passage of the Patriot Act, international banking and securities laws have become more stringent, requiring that transactions have greater transparency for regulatory and law enforcement authorities. Clients are not required to submit a valid Government ID or Passport containing a photo and supporting documentation. Our clients' privacy is paramount, and such information will not be shares with any outside entities (with the exception of Federal or State authorities, pursuant to a valid subpoena).
When is a settlement or when are funds due for purchase?

The Federal Reserve sets our settlement times in conjunction with the applicable SRO. These times can vary from next day to five business days, depending on the nature of the transaction and the status of the account. Please contact your investment professional for a full schedule detailing allotted transactions and subsequent settlement dates.
What contingency or business continuity plans does E1 Asset Management have in place?

As we all know, unforeseen calamities are an unfortunate part of life. In the event of a disruption in the markets or our operations, our first step will be to reallocate resources and personnel to a safe location. E1 maintains two undisclosed locations in the tri-state area, outside the confines of New York City. Both facilities are equipped with state-of-the-art technology and can comfortably accommodate our leadership and supporting personnel. (Learn more about our Business Continuity Plan).

Welcome to E1 Asset Management